Privacy Policy

FACTS
WHAT DOES TAPPALPHA DO WITH YOUR PERSONAL INFORMATION?
Why?
Financial companies can choose whether and how they share your personal information. Federal law gives consumers the right to limit some but not all sharing. Federal law also requires us to tell you how we collect, share, and protect your personal information. Please read this notice carefully to understand what we do
What?
The types of personal information we collect and share depend on the product or service you have with us. This information can include: <ul
  • Name
  • Address
  • Phone Numbers
  • When you are no longer our client, we may continue to share your information as described in this notice.
    How?
    All financial companies need to share customers’ personal information to run their everyday business. In the section below, we list the reasons financial companies can share their customers’ personal information; the reason we, TappAlpha may choose to share; and whether you can limit this sharing.
    Reason we can share your personal information
    Does TappAlpha share?
    Can you limit this sharing?
    For our everyday business purposes — such as to process your transactions, maintain your account(s), respond to court orders and legal investigations, or report to credit bureaus
    Yes
    No
    For our marketing purposes — to offer our products and services to you.
    Yes
    No
    For joint marketing with other financial companies
    No
    No
    For our affiliates’ everyday business purposes — information about your transactions and experiences
    No
    No
    For our affiliates’ everyday business purposes — iinformation about your creditworthiness
    No
    No
    For our affiliates to market to you
    No
    No
    For nonaffiliates to market to you
    No
    No
    Questions?
    Call (206) 222-8646 or go to www.tappalpha.com
    Who We Are
    Who is providing this notice?
    What we do
    How does TappAlpha protect my personal information?
    To protect your personal information from unauthorized access and use, we use security measures that comply with federal law. These measures include computer safeguards and secured files and buildings.

    Contracts with our service providers require them to restrict access to your non-public personal information, and to maintain physical, electronic and procedural safeguards against unintended disclosure
    How does TappAlpha collect my personal information?
    We collect your personal information, for example, when you <ul
  • open an account or enter into an investment advisory contract.
  • provide account information or give us your contact information.
  • make a wire transfer.
  • Why can’t I limit all sharing?
    Federal law gives you the right to limit only <ul
  • sharing for affiliates’ everyday business purposes — information about your creditworthinest.
  • affiliates from using your information to market to you.
  • sharing for nonaffiliates to market to you.
  • State laws and individual companies may give you additional rights to limit sharing
    Definitions
    Affiliates
    Companies related by common ownership or control. They can be financial and nonfinancial companies.
    Nonaffiliates
    Companies not related by common ownership or control. They can be financial and nonfinancial companies.
    Joint marketing
    Federal law gives you the right to limit only <ul
  • TappAlpha does not jointly market.
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