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Create Access to Financial Opportunity For All
Make powerful financial tools and know-how accessible to everyday investors and advisors.
Founder & CEO of TappAlpha, brings over 25 years of pioneering technology and leadership to the fintech industry. His career, marked by a dedication to innovation and transformative solutions, aligns with TappAlpha’s mission to democratize financial opportunities. As a proven leader in software engineering and product management, Si's expertise has propelled the company he founded prior to TappAlpha, HeadLight Technologies, to rapid growth and recognition, including a spot on the Inc. 5000 list. At TappAlpha, Si leverages his diverse background in technology, finance, and strategy to challenge the status quo, aiming to make sophisticated financial tools accessible to all.
VP of Operations at TappAlpha, combines a dynamic background in military leadership and entrepreneurial innovation. His distinguished decade in the US Navy saw him leading and piloting MH-60 helicopters, overseeing significant assets, and fostering international military collaborations. Transitioning to the civilian sector, Will applied his strategic acumen to propel early-stage startups in construction technology, demonstrating a keen ability to drive growth and navigate complex operational challenges. Will's academic foundation includes a BA in Finance from the University of Notre Dame and an MBA focused on technological innovation from Georgia Tech, underscoring his commitment to entrepreneurship and innovation. At TappAlpha, Will leverages his multifaceted expertise to streamline operations and contribute to the company's mission of democratizing financial tools.
Chief Compliance Officer at TappAlpha, is a distinguished expert in regulatory compliance with over 30 years of experience spanning the financial industry. His expertise covers a broad spectrum, including roles as Chief Compliance Officer for broker-dealers, investment advisers, mutual funds, ETFs, and alternative investment funds such as hedge funds, private equity, and venture capital funds. In 2016, Soth founded Fit Compliance, LLC, a firm dedicated to supporting investment adviser and broker-dealer clients, showcasing his commitment to enhancing compliance frameworks across the sector. His career is marked by significant achievements, including the launch and oversight of multiple broker-dealers and the successful introduction of over 50 investment products, encompassing mutual funds, ETFs, and private equity funds. Soth's comprehensive understanding of regulatory requirements, combined with his executive acumen, has been pivotal in developing robust compliance programs, risk management strategies, and supervisory processes. His credentials include active FINRA Licenses in Series 7, 24, 33, 63, 65, and 99, underscoring his expertise and authority in the field.
Founder & CEO of TappAlpha, brings over 25 years of pioneering technology and leadership to the fintech industry. His career, marked by a dedication to innovation and transformative solutions, aligns with TappAlpha’s mission to democratize financial opportunities. As a proven leader in software engineering and product management, Si's expertise has propelled the company he founded prior to TappAlpha, HeadLight Technologies, to rapid growth and recognition, including a spot on the Inc. 5000 list. At TappAlpha, Si leverages his diverse background in technology, finance, and strategy to challenge the status quo, aiming to make sophisticated financial tools accessible to all.
VP of Operations at TappAlpha, combines a dynamic background in military leadership and entrepreneurial innovation. His distinguished decade in the US Navy saw him leading and piloting MH-60 helicopters, overseeing significant assets, and fostering international military collaborations. Transitioning to the civilian sector, Will applied his strategic acumen to propel early-stage startups in construction technology, demonstrating a keen ability to drive growth and navigate complex operational challenges. Will's academic foundation includes a BA in Finance from the University of Notre Dame and an MBA focused on technological innovation from Georgia Tech, underscoring his commitment to entrepreneurship and innovation. At TappAlpha, Will leverages his multifaceted expertise to streamline operations and contribute to the company's mission of democratizing financial tools
Chief Compliance Officer at TappAlpha, is a distinguished expert in regulatory compliance with over 30 years of experience spanning the financial industry. His expertise covers a broad spectrum, including roles as Chief Compliance Officer for broker-dealers, investment advisers, mutual funds, ETFs, and alternative investment funds such as hedge funds, private equity, and venture capital funds. In 2016, Soth founded Fit Compliance, LLC, a firm dedicated to supporting investment adviser and broker-dealer clients, showcasing his commitment to enhancing compliance frameworks across the sector. His career is marked by significant achievements, including the launch and oversight of multiple broker-dealers and the successful introduction of over 50 investment products, encompassing mutual funds, ETFs, and private equity funds. Soth's comprehensive understanding of regulatory requirements, combined with his executive acumen, has been pivotal in developing robust compliance programs, risk management strategies, and supervisory processes. His credentials include active FINRA Licenses in Series 7, 24, 33, 63, 65, and 99, underscoring his expertise and authority in the field.
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